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Gathering and Preserving Information and Evidence Showing a Violation
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You can provide us with information for use in an enforcement
case
When you believe someone is causing an environmental problem and
possibly violating the law, you can either file a complaint with
the TCEQ, or you can submit information documenting the problem.
The executive director is authorized by statute to initiate an
enforcement action based on information provided by a private
individual (Tex. Water Code §7.0025; 30 Tex. Admin. Code
§70.4).
- If you file a complaint, we will investigate according to the
procedures described on our Web page,
Reporting an Environmental Problem and Submitting Information or
Evidence to the TCEQ and in the print publication, Do You
Want to Report an Environmental Problem? Do You Have Information or
Evidence?/¿Como Reportar un Problema Ambiental y Presentar
Informacion o Evidencia a la TNRCC?, (GI-278). Order
a hard copy or view and print out a copy in
English or
Spanish.
- If you prefer to collect and submit information or evidence to
the agency, you must follow procedures and guidance provided by
this Web page or the reference on it to ensure that the information
or evidence is scientifically reliable and legally defensible.
- If you want the agency to use the information you provide as
evidence in an enforcement case, you cannot remain anonymous.
- TCEQ rules do not authorize you to enter the property of
another person for purposes of gathering information to document a
violation.
You must use agency protocols, procedures, or guidelines when
collecting and submitting information or evidence
- Protocols vary depending on the nature of the problem, for
example, water quality sampling procedures are very different from
nuisance odor evaluation.
- If a protocol has specific training requirements, you must
complete that training before submitting information based on
it.
- If you gather information in the form of physical sampling
data, the analysis of that data must be completed by a laboratory
that follows established protocols to produce scientifically
reliable information. See a list of laboratories in WordPerfect or in PDF.
- If you have questions about these protocols and procedures, or
about these laboratories, you can call us toll-free at
1-888-777-3186.
We may initiate an enforcement case based on your
information
The executive director may initiate an enforcement case based on
the value and credibility of the information you submit.
- The case may be pursued either through an administrative
enforcement action by the Commission, or through a civil or
criminal court.
- Information you submit may be supplemented by information
gathered by agency investigators.
- You will be required to sign affidavits authenticating the
information you provided, and confirming that TCEQ protocols and
procedures were followed.
- If the case proceeds to a formal hearing or trial, you will be
required to testify in that proceeding. You may be asked to explain
the information you provided, and you may be cross-examined by the
defendant's attorney. This could include questions regarding your
testimony and motives.
Information about the protocols, procedures, and guidelines for
gathering, preserving, and submitting information
There is no comprehensive list of agency protocols.
- Most are established and maintained by either the U. S.
Environmental Protection Agency (EPA) or professional associations
such as the American Public Health Association, the American Water
Works Association, and the Water Pollution Control Federation.
- They are subject to change as new methods are developed or old
methods are no longer used.
- The TNRCC executive director may approve alternate methods if
they are shown to be reliable and acceptable.
- Many are not available electronically. In those cases, a
reference for obtaining the document is listed.
- Call us at 1-888-777-3186 if you have questions about which
protocol to use or how to obtain a copy of one that is not readily
available.
References to protocols for collecting and presenting
information or evidence to the TCEQ
- If you have a photograph (digital or non-digital) or video that
you believe documents a violation, see Photographic
Documentation Procedures in WordPerfect or PDF.
- To sample the water quality or water quality indicators in a
lake, stream, or other surface water body, see
Surface Water Quality Monitoring Procedures Manual,
(RG-415) in PDF (Help with PDF.) or order a hard
copy.
- To sample the water quality from a public water supply system
(not your private well), see Public Water Supply Chemical
Sampling Procedures in WordPerfect or PDF.
- For procedures to disinfect or sample the water quality of your
private well, see
Private Well Disinfection and Water Sampling, (GI-005) in PDF
or order a hard
copy.
- For procedures to sample soil or groundwater for the presence
of petroleum hydrocarbons, see
Soil and Groundwater Sampling and Analysis, (RG-14) in
PDF or order a hard
copy.
- For procedures to sample water from wastewater discharge
points, use this document, see Water Quality Sampling and
Shipping Procedures in WordPerfect or PDF.
- For procedures to sample environmental contaminants related to
waste disposal activities or spills, see Industrial and
Hazardous Waste Sampling and Shipping Procedures in WordPerfect or PDF.
- For procedures to take tape lift samples of particles which
have been deposited from the air, see Microscopy Tapelift
Sampling Procedure in WordPerfect and PDF.
- For procedures to evaluate nuisance odors: see Odor
Complaint Investigation Procedures in WordPerfect and PDF.
- For procedures regarding sampling ambient air quality using
Summa® Canisters, see Laboratory and Mobile Monitoring
Methods Manual, (RG-307) (Electronic copy not available.
Please call 512/239-1716 to obtain a hard copy.)
- For procedures regarding surface soil sampling (up to ¼
inch below ground level) for air quality evaluation, see
Laboratory and Mobile Monitoring Methods Manual, (RG-307)
(Electronic copy not available. Please call 512/239-1716 to obtain
a hard copy.)
- For information regarding measurement of stack opacity using
EPA Method 9, Visible Determination of Opacity of Emissions from
Stationary Sources, see
Smoke School -- The Visible Emissions Evaluation Certification
(VEEC) Program or visit the EPA Web site at
www.epa.gov/ttn/emc/promgate.html
and scroll to "Method 9 - Visual Opacity.
- For information on evaluating opacity from fugitive sources,
see the EPA Web site at
www.epa.gov/ttn/emc/promgate.html
and scroll to "Method 22 - Fugitive Opacity."
- For all other EPA-approved test methods for air quality
evaluation, go to the EPA Web site at
www.epa.gov/ttn/emc/tmethods.html.
You must also follow the appropriate chain of custody
procedures
- Proper chain of custody procedures for handling of a sample
once it is collected are included in some of the protocols
discussed above. If not, you can develop your own form using the
guidelines listed below or obtain a generic chain of custody form
by contacting the agency. You may also be able to obtain a chain of
custody form from the laboratory where you will submit your samples
for analysis.
- In general, the chain of custody document is a form that
details the history of the sample from the time it is collected to
the time that the sample is analyzed in the laboratory. This
information is needed to prove that the sample is handled and
transported in a manner that preserves its integrity. The chain of
custody form should indicate:
-
- the name of the person who collected the samples and their
signature;
- the date and time the samples were collected;
- where the samples were collected;
- sample identification numbers and codes;
- sample collection locations and depths;
- how the samples are preserved; and
- what the samples are to be analyzed for, and the specific
analytical methods that are to be used (if known).
- At the laboratory, the technician should sign the chain of
custody form, and note the date and time the sample was received
and the condition of the sample at the time of its arrival.
- A sample without the proper chain of custody documentation will
not be acceptable to the TCEQ.
If you have any questions about information on this Web page,
please contact your regional TCEQ office at 1-888-777-3186.
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